Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Azure Financial Solutions Limited
FRN 628575
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF8 Apportionment and Oversight (15 May 2015 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
- CF1 Director (9 Nov 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.