Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
-
- CF1 Director (AR) (10 Feb 2022 to 5 Aug 2024)
- Appointed representative dealing with clients for which they require qualification (8 Mar 2021 to 5 Aug 2024)
-
- (2)Employed By (10 Feb 2022 to 5 Aug 2024)
-
- Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 21 Jan 2021)
-
- CF30 Customer (5 Jun 2008 to 19 Jun 2008)
-
- CF30 Customer (1 Nov 2007 to 16 Apr 2008)
- CF22 Investment Adviser (Trainee) (19 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.