Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 Feb 2022 to 5 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (8 Mar 2021 to 5 Aug 2024)
  • Mortgage Advice Partnership Ltd. (no longer approved here)

    FRN 463856

    • (2)Employed By (10 Feb 2022 to 5 Aug 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 21 Jan 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Jun 2008 to 19 Jun 2008)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF22 Investment Adviser (Trainee) (19 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.