Colin Stephen Ross

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Dec 2017)
    • CF30 Customer (since 20 Mar 2017)
  • Colin Ross Financial Planning Ltd

    FRN 774125

    • Employed By (since 20 Mar 2017)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 18 Apr 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 22 Sep 2010)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 4 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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