Colin Stephen Maund

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Right Advice Limited

    FRN 625055

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (14 Jan 2015 to 8 Dec 2019)
    • CF1 Director (14 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (14 Jan 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2015 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (14 Sep 2004 to 9 Jan 2015)
    • CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
  • Right Advice Limited (no longer approved here)

    FRN 403462

    • (3)Employed By (14 Sep 2004 to 9 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

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