Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 3 Dec 2009)
- CF30 Customer (1 Nov 2007 to 30 Nov 2016)
- CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (14 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.