Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Jul 2013)
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City Capital Financial Planning LLP
FRN 584402
- Employed By (since 1 Jul 2013)
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- CF30 Customer (29 Aug 2012 to 28 Jun 2013)
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- CF30 Customer (2 Apr 2009 to 24 Aug 2012)
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- (25)Employed By (2 Apr 2009 to 24 Aug 2012)
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- Employed By (20 Aug 2003 to 6 Feb 2004)
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- CF22 Investment Adviser (Trainee) (20 Aug 2003 to 6 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.