Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (22 Oct 2021 to 2 Dec 2022)
- [FCA CF] Functions requiring qualifications (22 Oct 2021 to 2 Dec 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
- CF1 Director (12 Nov 2013 to 8 Dec 2019)
- CF30 Customer (12 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2013)
- CF1 Director (AR) (7 Apr 2006 to 11 Nov 2013)
- CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.