Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 29 Jun 2020)
    • CF30 Customer (since 29 Jun 2020)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
    • Employed By (since 29 Jun 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Feb 2009 to 26 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.