Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
- CF1 Director (AR) (since 29 Jun 2020)
- CF30 Customer (since 29 Jun 2020)
- [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
- CF30 Customer (31 Oct 2016 to 8 Dec 2019)
-
CG Financial Planning Limited
FRN 928127
- Employed By (since 29 Jun 2020)
-
- CF30 Customer (3 Feb 2009 to 26 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.