Colin Paul Emery

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 665653
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (17 Jan 2011 to 24 Mar 2011)
Fiducia Comprehensive Financial Planning Limited (no longer approved here)
FRN 209570
- (9)Employed By (21 May 2003 to 16 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.