Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNION SECURITIES (INTERNATIONAL) LTD (no longer approved here)

    FRN 179394

    • CF11 Money Laundering Reporting (22 Sep 2005 to 2 Oct 2006)
    • CF10 Compliance Oversight (13 Sep 2005 to 2 Oct 2006)
    • CF1 Director (5 Aug 2005 to 31 Dec 2006)
    • CF26 Customer Trading (18 Nov 2004 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.