Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (22 Sep 2005 to 2 Oct 2006)
- CF10 Compliance Oversight (13 Sep 2005 to 2 Oct 2006)
- CF1 Director (5 Aug 2005 to 31 Dec 2006)
- CF26 Customer Trading (18 Nov 2004 to 31 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.