Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Valence8 LLP
FRN 977375
- SMF16 Compliance Oversight (since 6 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2023)
- SMF27 Partner (since 2 May 2023)
- [FCA CF] Client dealing (since 2 May 2023)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2021)
- SMF27 Partner (9 Dec 2019 to 9 Aug 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2021)
- CF4 Partner (13 May 2014 to 8 Dec 2019)
- CF30 Customer (3 Sep 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.