Colin Oliver Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 14 Oct 2022)
    • CF21 Investment Adviser (28 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jul 2003 to 28 Oct 2003)
  • Chatsworth Wealth Management Limited (no longer approved here)

    FRN 816246

    • Employed By (11 Oct 2018 to 14 Oct 2022)
  • Chatsworth Wealth Management Ltd (no longer approved here)

    FRN 775328

    • Employed By (19 Apr 2017 to 10 Oct 2018)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.