Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Oct 2020)
    • [FCA CF] Client dealing (since 27 Oct 2020)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] CASS oversight function (22 Nov 2023 to 10 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Feb 2026)
    • CF1 Director (15 Feb 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.