Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Feb 2022 to 31 Dec 2022)
- [FCA CF] Material risk taker (1 Feb 2022 to 31 Dec 2022)
- [FCA CF] Client dealing (1 Feb 2022 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (22 Dec 2021 to 31 Jan 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (26 Jul 2006 to 8 Oct 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (12 May 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.