Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 31 Dec 2022)
    • [FCA CF] Material risk taker (1 Feb 2022 to 31 Dec 2022)
    • [FCA CF] Client dealing (1 Feb 2022 to 31 Dec 2022)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • [FCA CF] Manager of certification employee (22 Dec 2021 to 31 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (26 Jul 2006 to 8 Oct 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • CF30 Customer (12 May 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.