Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (28 Feb 2012 to 11 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 11 Aug 2015)
- CF10 Compliance Oversight (6 Apr 2005 to 1 Jan 2011)
- CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (18 Sep 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.