Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (28 Jul 2021 to 31 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jul 2021 to 31 Dec 2021)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 12 Jan 2011)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2006 to 3 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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