Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Dec 2011)
    • (1)Employed By (since 7 Dec 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (22 Jun 2005 to 23 Sep 2005)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 13 Dec 2005)
  • Broad Financial Services Ltd (no longer approved here)

    FRN 418488

    • Employed By (22 Jun 2005 to 1 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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