Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Dec 2011)
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Riviera Mortgages Ltd
FRN 569667
- (1)Employed By (since 7 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2011)
- CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (22 Jun 2005 to 23 Sep 2005)
- CF22 Investment Adviser (Trainee) (22 Jun 2005 to 13 Dec 2005)
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- Employed By (22 Jun 2005 to 1 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.