Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 15 Jun 2015)
- CF1 Director (AR) (since 15 Jun 2015)
-
Q & A Financial Planning Ltd
FRN 188109
- (1)Employed By (since 2 Jun 2015)
- (6)Employed By (11 Aug 2009 to 27 May 2015)
-
- CF1 Director (AR) (28 Dec 2012 to 27 May 2015)
- CF30 Customer (11 Aug 2009 to 27 May 2015)
- CF22 Investment Adviser (Trainee) (11 Dec 2003 to 16 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.