Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- SMF10 Chair of the Risk Committee (since 9 Dec 2019)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 Jan 2026)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Jan 2026)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Jan 2026)
- CF2 Non Executive Director (16 Aug 2018 to 8 Dec 2019)
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AXA Investment Managers GS Limited
FRN 188523
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (16 Aug 2018 to 8 Dec 2019)
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- SMF14 Senior Independent Director (4 Oct 2021 to 28 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2019 to 4 Oct 2021)
- Director of firm who is not a certification employee or a SMF manager (24 Oct 2018 to 4 Oct 2021)
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- CF1 Director (13 Apr 2016 to 14 Aug 2017)
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- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 14 Aug 2017)
- CF1 Director (12 Oct 2015 to 6 Mar 2016)
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- CF1 Director (30 Apr 2010 to 14 Aug 2017)
- CF2 Non Executive Director (14 Jan 2005 to 30 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.