Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
- [FCA CF] Client dealing (since 18 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Dec 2023)
- CF4 Partner (AR) (30 Dec 2011 to 14 Dec 2023)
- CF30 Customer (30 Dec 2011 to 14 Dec 2023)
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- (10)Employed By (5 Jun 2003 to 14 Dec 2023)
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- (2)Employed By (1 Nov 2002 to 17 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.