Colin John Willis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIDRA WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 503671
- CF30 Customer (14 Nov 2012 to 30 Jun 2015)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 6 Nov 2012)
- CF1 Director (AR) (12 Mar 2007 to 6 Nov 2012)
- CF7 Sole Trader (AR) (9 Sep 2003 to 31 Jan 2007)
- CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
Willis Independent Financial Services Ltd (no longer approved here)
FRN 228183
- Employed By (9 Sep 2003 to 6 Nov 2012)
Scotia Independent Financial Services (no longer approved here)
FRN 172766
- (13)Employed By (6 Sep 2001 to 9 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.