Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 17 Dec 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 13 Sep 2019)
    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Nov 2021)
    • CF3 Chief Executive (13 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2010 to 8 Dec 2019)
    • CF1 Director (5 Jul 2006 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (17 Mar 2025 to 6 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jun 2023)
    • CF1 Director (21 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.