Colin John McHugh

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Temple Gray Limited

    FRN 753975

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Dec 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 May 2018)
    • CF1 Director (6 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Feb 2017 to 30 Sep 2018)
  • FIRMUS FINANCIAL SERVICES LTD (no longer approved here)

    FRN 585390

    • CF30 Customer (9 Apr 2015 to 4 Apr 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Feb 2008 to 19 May 2009)
  • Colin McHugh (no longer approved here)

    FRN 478809

    • Employed By (13 Feb 2008 to 19 May 2009)
  • Doherty Pension & Investment Consultancy Limited (no longer approved here)

    FRN 186761

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • Peter A McKinley Mortgage & Investment Management (no longer approved here)

    FRN 214016

    • (2)Employed By (16 Jun 2004 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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