Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RoundShield Partners LLP
FRN 761167
- [FCA CF] Manager of certification employee (since 19 Jun 2025)
- [FCA CF] Material risk taker (since 19 Jun 2025)
- [FCA CF] Client dealing (since 19 Jun 2025)
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- [FCA CF] Client dealing (27 Feb 2024 to 9 May 2025)
- [FCA CF] Manager of certification employee (27 Feb 2024 to 9 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 27 Feb 2024)
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 27 Feb 2024)
- [FCA CF] Material risk taker (9 Sep 2019 to 9 May 2025)
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- CF4 Partner (1 Apr 2011 to 31 Dec 2016)
- CF30 Customer (10 Nov 2009 to 22 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 19 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.