Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Regal Financial Services Ltd (no longer approved here)

    FRN 192074

    • (11)Employed By (11 Jul 2003 to 11 Feb 2005)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (13 Feb 2002 to 19 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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