Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 433591

    • Responsible for Insurance Mediation (3 Jan 2014 to 31 Jul 2015)
    • CF1 Director (3 Nov 2011 to 31 Jul 2015)
    • CF10 Compliance Oversight (3 Nov 2011 to 1 Aug 2014)
    • CF11 Money Laundering Reporting (3 Nov 2011 to 1 Aug 2014)
    • CF30 Customer (1 Sep 2011 to 14 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.