Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pi Financial Ltd
FRN 186419
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 19 Dec 2012)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (18 Mar 2003 to 20 Feb 2006)
-
- Employed By (18 Mar 2003 to 20 Feb 2006)
-
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.