Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
- CF1 Director (3 Oct 2016 to 8 Dec 2019)
- CF30 Customer (3 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (2 Jan 2013 to 7 Nov 2016)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 May 2007 to 7 Sep 2007)
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- Employed By (8 May 2007 to 31 Dec 2012)
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- (6)Employed By (1 Dec 2001 to 14 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.