Colin Harvey Chalker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GSI WEALTH MANAGEMENT LTD

    FRN 460572

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2021)
  • Northwood Wealth Management Ltd (no longer approved here)

    FRN 754511

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • HARDING FINANCIAL LTD (no longer approved here)

    FRN 555911

    • CF30 Customer (11 Oct 2011 to 16 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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