Colin Gordon McInnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quartet Capital Partners LLP

    FRN 502242

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • Responsible for Insurance Distribution (since 25 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (30 Oct 2009 to 8 Dec 2019)
    • CF3 Chief Executive (30 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (30 Oct 2009 to 8 Dec 2019)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF1 Director (12 Nov 2007 to 30 Apr 2009)
    • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
    • CF27 Investment Management (6 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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