Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Conning Asset Management Limited (no longer approved here)

    FRN 189316

    • CF11 Money Laundering Reporting (16 Mar 2004 to 14 Jun 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.