Colin Fraser McCallum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heritable Limited

    FRN 302275

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2023)
    • SMF16 Compliance Oversight (since 20 Jan 2021)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [PRA CF] Key function holder (31 Dec 2019 to 2 Dec 2021)
    • [FCA CF] CASS oversight function (31 Dec 2019 to 2 Dec 2021)
    • [FCA CF] Manager of certification employee (31 Dec 2019 to 2 Dec 2021)
    • [FCA CF] Proprietary trader (31 Dec 2019 to 2 Dec 2021)
    • [FCA CF] Significant management (31 Dec 2019 to 2 Dec 2021)
    • [FCA CF] Benchmark submission and administration (31 Dec 2019 to 2 Dec 2021)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (25 Jan 2021 to 10 Nov 2023)
    • [FCA CF] Client dealing (25 Jan 2021 to 10 Nov 2023)
  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 26 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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