Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Oct 2015)
    • (2)Employed By (since 19 Oct 2015)
  • Colin Flatman (no longer approved here)

    FRN 609310

    • Employed By (4 Nov 2013 to 22 Sep 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 22 Sep 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Apr 2009 to 1 Apr 2012)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (6 Apr 2009 to 13 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at MMP Financial Planning Limited

  2. controlled function added: (2)Employed By at MMP Financial Planning Limited