Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Oct 2015)
-
MMP Financial Planning Limited
FRN 615780
- (2)Employed By (since 19 Oct 2015)
-
- Employed By (4 Nov 2013 to 22 Sep 2015)
-
- CF30 Customer (2 Apr 2012 to 22 Sep 2015)
-
- CF30 Customer (6 Apr 2009 to 1 Apr 2012)
-
- Employed By (6 Apr 2009 to 13 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at MMP Financial Planning Limited
-
controlled function added: (2)Employed By at MMP Financial Planning Limited