Colin Eric Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Jun 2009)
  • Hampton James Financial Associates Limited

    FRN 755811

    • (3)Employed By (since 1 Jul 2019)
  • Colin Smith (no longer approved here)

    FRN 502309

    • Employed By (24 May 2010 to 12 Jul 2019)
  • Colin Smith (no longer approved here)

    FRN 416955

    • Employed By (16 Jun 2009 to 23 May 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 May 2006 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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