Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (23 Jun 2016 to 7 Oct 2022)
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- CF28 Systems and controls (1 Nov 2007 to 8 Mar 2011)
- CF29 Significant management (1 Nov 2007 to 22 Apr 2015)
- CF30 Customer (1 Nov 2007 to 22 Apr 2015)
- CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Sep 2007)
- CF1 Director (1 Dec 2001 to 18 Sep 2014)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (15 Oct 2007 to 22 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.