Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF30 Customer (23 Jun 2016 to 7 Oct 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF28 Systems and controls (1 Nov 2007 to 8 Mar 2011)
    • CF29 Significant management (1 Nov 2007 to 22 Apr 2015)
    • CF30 Customer (1 Nov 2007 to 22 Apr 2015)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Sep 2007)
    • CF1 Director (1 Dec 2001 to 18 Sep 2014)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF1 Director (15 Oct 2007 to 22 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.