Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paragon Financial Partners LLP
FRN 711931
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
- [FCA CF] Client dealing (since 4 Jan 2022)
- CF30 Customer (4 Jan 2016 to 12 Apr 2019)
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- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Dec 2021)
- [FCA CF] Client dealing (1 Jul 2020 to 31 Dec 2021)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
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- (3)Employed By (11 Oct 2013 to 31 Dec 2015)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
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- CF21 Investment Adviser (27 Jul 2006 to 31 Dec 2006)
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- Employed By (27 Jul 2006 to 31 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.