Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 4 Jan 2022)
    • CF30 Customer (4 Jan 2016 to 12 Apr 2019)
  • Evolve Wealth Limited (no longer approved here)

    FRN 529665

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Dec 2021)
    • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
  • Paragon Financial Partners (no longer approved here)

    FRN 231930

    • (3)Employed By (11 Oct 2013 to 31 Dec 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (27 Jul 2006 to 31 Dec 2006)
  • Ayot Mead Ltd (no longer approved here)

    FRN 454032

    • Employed By (27 Jul 2006 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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