Colin David Macdonald

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Solutions Limited

    FRN 302581

    • (8)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (14)[FCA CF] Client dealing (since 16 Nov 2020)
    • (15)[FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • (12)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (13)SMF3 Executive Director (since 9 Dec 2019)
    • (11)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (10)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (3)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Oct 2024)
    • (4)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (6)CF11 Money Laundering Reporting (16 May 2005 to 8 Dec 2019)
    • (7)CF10 Compliance Oversight (16 May 2005 to 8 Dec 2019)
    • (5)CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • (2)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (8)CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • (9)CF1 Director (31 Oct 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Phoenix Wealth Solutions Limited

  2. controlled function removed: SMF3 Executive Director at Phoenix Wealth Solutions Limited

  3. controlled function removed: SMF16 Compliance Oversight at Phoenix Wealth Solutions Limited

  4. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Phoenix Wealth Solutions Limited

  5. controlled function removed: Responsible for Insurance Distribution at Phoenix Wealth Solutions Limited

  6. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Phoenix Wealth Solutions Limited

  7. controlled function removed: Responsibility for MCD Intermediation at Phoenix Wealth Solutions Limited

  8. controlled function removed: [FCA CF] Functions requiring qualifications at Phoenix Wealth Solutions Limited

  9. controlled function added: (2)Responsible for Insurance Mediation at Phoenix Wealth Solutions Limited

  10. controlled function added: (3)SMF17 Money Laundering Reporting Officer (MLRO) at Phoenix Wealth Solutions Limited

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