Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castle Financial LLP (no longer approved here)

    FRN 461356

    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Nov 2019)
    • CF10 Compliance Oversight (24 Dec 2012 to 1 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2019)
    • Responsible for Insurance Mediation (26 Jan 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
    • CF4 Partner (26 Jan 2007 to 1 Nov 2019)
    • CF8 Apportionment and Oversight (26 Jan 2007 to 31 Mar 2009)
  • Castle Financial Management (no longer approved here)

    FRN 192553

    • Employed By (1 Dec 2001 to 28 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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