Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 May 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Feb 2013 to 13 May 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (6 Apr 2010 to 18 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Dec 2007 to 16 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.