Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (27 Aug 2020 to 2 Jul 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (20 Nov 2006 to 31 Oct 2007)
-
- Employed By (16 May 2006 to 21 Jul 2006)
-
- CF27 Investment Management (11 Oct 2004 to 30 Apr 2006)
-
- CF27 Investment Management (6 Oct 2003 to 30 Apr 2006)
- CF26 Customer Trading (14 Aug 2002 to 6 Oct 2003)
-
- CF26 Customer Trading (1 Dec 2001 to 10 Jul 2002)
-
- CF26 Customer Trading (1 Dec 2001 to 10 Jul 2002)
-
- CF26 Customer Trading (1 Dec 2001 to 10 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.