Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peel Hunt LLP
FRN 530083
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (23 Jul 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Dec 2012)
- CF21 Investment Adviser (19 May 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (30 Nov 2002 to 7 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.