Clive Siddall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C & D FINANCIAL & INSURANCE SERVICES LIMITED

    FRN 229312

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (7 Jan 2004 to 31 Mar 2009)
    • CF1 Director (7 Jan 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jan 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jan 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Jan 2004 to 31 Oct 2007)
  • C & D Financial & Insurance Services 1929 (no longer approved here)

    FRN 176987

    • Employed By (1 Dec 2001 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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