Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (9 Oct 2018 to 20 May 2019)
    • [FCA CF] Manager of certification employee (12 Sep 2018 to 20 May 2019)
    • [FCA CF] Client dealing (9 Jan 2018 to 20 May 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (11 Sep 2012 to 6 Mar 2016)
    • CF26 Customer Trading (14 Feb 2002 to 31 Oct 2002)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (5 Jul 2012 to 30 Jul 2012)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (13 Mar 2008 to 9 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.