Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Oct 2018 to 20 May 2019)
- [FCA CF] Manager of certification employee (12 Sep 2018 to 20 May 2019)
- [FCA CF] Client dealing (9 Jan 2018 to 20 May 2019)
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- CF30 Customer (11 Sep 2012 to 6 Mar 2016)
- CF26 Customer Trading (14 Feb 2002 to 31 Oct 2002)
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- CF30 Customer (5 Jul 2012 to 30 Jul 2012)
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- CF30 Customer (13 Mar 2008 to 9 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.