Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 17 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jul 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Apr 2021)
    • CF1 Director (AR) (21 Jul 2015 to 14 Apr 2021)
    • CF30 Customer (21 Jul 2015 to 14 Apr 2021)
  • James Trickett & Son (Financial Services) Ltd (no longer approved here)

    FRN 182689

    • (4)Employed By (21 Jul 2015 to 14 Apr 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 17 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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