Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 Mar 2010 to 29 Jul 2013)
    • CF21 Investment Adviser (3 Jun 2003 to 31 May 2006)
    • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 3 Jun 2003)
  • SOUND FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 192052

    • CF30 Customer (21 Sep 2009 to 30 Dec 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Nov 2007 to 1 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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