Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PHLS Mortgage Services Ltd
FRN 944298
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 21. Advising or arranging (bringing about) equity release transactions
- 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
- 22. Designing scripted questions for execution-only sales of equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2024)
- [FCA CF] Client dealing (since 9 Dec 2024)
- SMF16 Compliance Oversight (since 4 Jan 2022)
- SMF3 Executive Director (since 4 Jan 2022)
- Responsibility for MCD Intermediation (since 4 Jan 2022)
- Responsible for Insurance Distribution (since 4 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.