Clive Peter Mason

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF1 Director (28 Jan 2005 to 30 Sep 2013)
    • CF10 Compliance Oversight (8 Jun 2004 to 30 Sep 2013)
    • CF11 Money Laundering Reporting (8 Jun 2004 to 30 Sep 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF10 Compliance Oversight (1 Dec 2001 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.