Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investec Bank PLC
FRN 172330
- [PRA CF] Significant risk taker or Material risk taker (since 5 Mar 2023)
- [FCA CF] Algorithmic trading (since 5 Mar 2019)
- [FCA CF] Manager of certification employee (since 6 Mar 2018)
- [FCA CF] Material risk taker (since 6 Mar 2018)
- [FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2020)
- CF29 Significant management (28 Sep 2010 to 3 Jan 2014)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.