Clive James Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Key Retirement Solutions Limited
FRN 224987
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2020)
Bentley Financial Ltd (no longer approved here)
FRN 473406
- Employed By (16 Oct 2007 to 28 Aug 2009)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (15 Aug 2006 to 28 Aug 2009)
ARC Mortgage Solutions Ltd (no longer approved here)
FRN 455589
- Employed By (15 Aug 2006 to 18 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.