Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
- CF30 Customer (20 Dec 2013 to 6 Mar 2016)
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- CF30 Customer (15 Jul 2011 to 31 Jan 2012)
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- CF30 Customer (6 Nov 2009 to 27 May 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.